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HENNION & WALSH ASSET MANAGEMENT, INC.
CRD 126236File 801-61977
APPROVED
Retail clients
Custody
Filing as of Aug 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$768.8M
Above cohort median (national)
Discretionary AUM
$741.7M
Non-discretionary $27.1M
Clients
1,099
1,821 accounts
Employees
75
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 2, 2003
- Principal office
- 2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ, 07054
- Phone
- 973-299-8989
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $768.8M
- Discretionary AUM
- $741.7M
- Non-discretionary AUM
- $27.1M
- Discretionary accounts
- 1,792
- Non-discretionary accounts
- 29
- Total accounts
- 1,821
- AUM per client
- $700K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $3.5M |
| Charitable organizations | 6 | $32.1M |
| High net worth individuals | 147 | $334.5M |
| Pension and profit sharing plans | Fewer than 5 | $10.0M |
| Individuals (other than high net worth individuals) | 940 | $388.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 861 | 1,099 | increased by238 |
| Apr 1, 2026 | AUM | $590,106,063 | $768,827,843 | increased by$178,721,780 |
| Apr 1, 2026 | Accounts | 1,423 | 1,821 | increased by398 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 70 | 75 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 806 | 861 | increased by55 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $424,198,792 | $590,106,063 | increased by$165,907,271 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 962 | 1,423 | increased by461 |
| Apr 1, 2022 | Employees | 65 | 70 | increased by5 |
| Apr 1, 2022 | Clients | 771 | 806 | increased by35 |
| Apr 1, 2022 | AUM | $315,604,872 | $424,198,792 | increased by$108,593,920 |
| Apr 1, 2022 | Accounts | 778 | 962 | increased by184 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HENNION WALSH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HENNION WALSH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.