HENNION & WALSH ASSET MANAGEMENT, INC.

CRD 126236File 801-61977

APPROVED

Retail clients

Custody

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$768.8M

Above cohort median (national)

Discretionary AUM

$741.7M

Non-discretionary $27.1M

Clients

1,099

1,821 accounts

Employees

Above cohort median in NJ

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: May 2, 2003
Principal office: 2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ, 07054
Phone: 973-299-8989
Website: https://www.hennionandwalsh.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $768.8M
Discretionary AUM: $741.7M
Non-discretionary AUM: $27.1M
Discretionary accounts: 1,792
Non-discretionary accounts: 29
Total accounts: 1,821
AUM per client: $700K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$3.5M
Charitable organizations	6	$32.1M
High net worth individuals	147	$334.5M
Pension and profit sharing plans	Fewer than 5	$10.0M
Individuals (other than high net worth individuals)	940	$388.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Commissions
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: Yes
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.