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DAIWA ASSET MANAGEMENT (AMERICA) LTD
Legal name: DAIWA ASSET MANAGEMENT (AMERICA) LTD.
CRD 126191File 801-72608
APPROVED
Filing as of Jun 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.96B
Top 25% of cohort (national)
Discretionary AUM
$5.96B
Clients
17
17 accounts
Employees
12
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 5, 2011
- Principal office
- 120 WEST 45TH STREET, 38TH FLOOR, NEW YORK, NY, 10036-4195
- Phone
- 212-612-6254
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.96B
- Discretionary AUM
- $5.96B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 17
- Non-discretionary accounts
- 0
- Total accounts
- 17
- AUM per client
- $350.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 1 | $4.09B |
| Pooled investment vehicles | 16 | $1.87B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — FEES RECEIVED FROM SERVICES PROVIDED TO PARENT COMPANY
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.