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ADIRONDACK FINANCIAL SERVICES CORP
CRD 126155File 801-64779
APPROVED
Retail clients
Disclosure events
Filing as of May 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$461.8M
Above cohort median (national)
Discretionary AUM
$417.0M
Non-discretionary $44.8M
Clients
649
851 accounts
Employees
16
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 3, 2005
- Principal office
- 185 GENESEE STREET, SUITE 210, UTICA, NY, 13501
- Phone
- 315-724-4186
- Website
- http://adkfs.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $461.8M
- Discretionary AUM
- $417.0M
- Non-discretionary AUM
- $44.8M
- Discretionary accounts
- 845
- Non-discretionary accounts
- 6
- Total accounts
- 851
- AUM per client
- $712K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $13.4M |
| Insurance companies | Fewer than 5 | $5.2M |
| Charitable organizations | 29 | $44.6M |
| High net worth individuals | 137 | $272.4M |
| Pension and profit sharing plans | Fewer than 5 | $44.6M |
| Individuals (other than high net worth individuals) | 459 | $81.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $411,908,138 | $461,794,854 | increased by$49,886,716 |
| Apr 1, 2026 | Accounts | 868 | 851 | decreased by17 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 16 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 559 | 649 | increased by90 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $420,289,221 | $411,908,138 | decreased by$8,381,083 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 828 | 868 | increased by40 |
| Apr 1, 2022 | Clients | 321 | 559 | increased by238 |
| Apr 1, 2022 | AUM | $360,968,514 | $420,289,221 | increased by$59,320,707 |
| Apr 1, 2022 | Accounts | 804 | 828 | increased by24 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ADIRONDACK FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ADIRONDACK FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.