GOLDSTEIN CAPITAL CORP.

CRD 126146File 801-74044

APPROVED

Retail clients

Custody

Filing as of Mar 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$279.6M

Below cohort median (national)

Discretionary AUM

$279.6M

Clients

42 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Mar 20, 2012
Principal office: Not reported
Phone: 212-750-7450
Website: HTTP://WWW.GOLDSTEINCAPITAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $279.6M
Discretionary AUM: $279.6M
Non-discretionary AUM: $0
Discretionary accounts: 42
Non-discretionary accounts: 0
Total accounts: 42
AUM per client: $12.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$2.7M
Insurance companies	Fewer than 5	$38K
Charitable organizations	Fewer than 5	$6.7M
Other investment advisers	Fewer than 5	$4.4M
High net worth individuals	20	$52.5M
Pooled investment vehicles	3	$211.9M
Individuals (other than high net worth individuals)	Fewer than 5	$1.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.