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FREEDOM INVESTMENT MANAGEMENT, INC.
CRD 126052File 801-68642
APPROVED
Retail clients
Filing as of Feb 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$568.7M
Above cohort median (national)
Discretionary AUM
$568.7M
Clients
520
925 accounts
Employees
9
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 8, 2008
- Principal office
- 1645 ELLINGTON RD, 3RD FLOOR, SOUTH WINDSOR, CT, 06074
- Phone
- 860-291-1998
- Website
- https://freedomadvisors.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $568.7M
- Discretionary AUM
- $568.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 925
- Non-discretionary accounts
- 0
- Total accounts
- 925
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $11.3M |
| High net worth individuals | 76 | $203.5M |
| Pension and profit sharing plans | 29 | $26.7M |
| State or municipal government entities | Fewer than 5 | $234.9M |
| Individuals (other than high net worth individuals) | 409 | $92.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — MINIMUM MONTHLY ACCOUNT FEE
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 607 | 520 | decreased by87 |
| Mar 1, 2026 | AUM | $605,511,089 | $568,650,228 | decreased by$36,860,861 |
| Mar 1, 2026 | Accounts | 1,236 | 925 | decreased by311 |
| Feb 1, 2026 | Employees | 11 | 9 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 40 | 11 | decreased by29 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 9,327 | 607 | decreased by8,720 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $2,146,636,045 | $605,511,089 | decreased by$1,541,124,956 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 11,770 | 1,236 | decreased by10,534 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 53 | 40 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 15,303 | 9,327 | decreased by5,976 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,856,592,906 | $2,146,636,045 | increased by$290,043,139 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 15,303 | 11,770 | decreased by3,533 |
| Apr 1, 2022 | Clients | 15,229 | 15,303 | increased by74 |
| Apr 1, 2022 | AUM | $1,735,462,754 | $1,856,592,906 | increased by$121,130,152 |
| Apr 1, 2022 | Accounts | 15,229 | 15,303 | increased by74 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FREEDOM INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FREEDOM INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.