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SUMMIT PLANNING GROUP, INC.
CRD 125994File 801-122168
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$111.0M
Bottom 25% of cohort (national)
Discretionary AUM
$102.7M
Non-discretionary $8.3M
Clients
212
459 accounts
Employees
4
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 15, 2021
- Principal office
- 6674 HAMMERSMITH DR., E. SYRACUSE, NY, 13057
- Phone
- 315-425-0344
- Website
- HTTP://WWW.SUMMITPLAN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $111.0M
- Discretionary AUM
- $102.7M
- Non-discretionary AUM
- $8.3M
- Discretionary accounts
- 320
- Non-discretionary accounts
- 139
- Total accounts
- 459
- AUM per client
- $524K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $32K |
| High net worth individuals | 24 | $42.6M |
| Pension and profit sharing plans | Fewer than 5 | $2.2M |
| Individuals (other than high net worth individuals) | 186 | $66.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2026 | Clients | 223 | 212 | decreased by11 |
| Apr 1, 2026 | AUM | $104,138,526 | $111,006,666 | increased by$6,868,140 |
| Apr 1, 2026 | Accounts | 466 | 459 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 217 | 223 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $103,818,519 | $104,138,526 | increased by$320,007 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 480 | 466 | decreased by14 |
| Apr 1, 2022 | AUM | $105,425,464 | $103,818,519 | decreased by$1,606,945 |
| Apr 1, 2022 | Accounts | 469 | 480 | increased by11 |
| Feb 1, 2022 | Employees | 6 | 5 | decreased by1 |
| Oct 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUMMIT PLANNING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUMMIT PLANNING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.