← Directory
SUMMIT PLANNING GROUP, INC.
CRD 125994File 801-122168
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$111.0M
Bottom 25% of cohort (national)
Discretionary AUM
$102.7M
Non-discretionary $8.3M
Clients
212
459 accounts
Employees
4
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 15, 2021
- Principal office
- 6674 HAMMERSMITH DR., E. SYRACUSE, NY, 13057
- Phone
- 315-425-0344
- Website
- HTTP://WWW.SUMMITPLAN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $111.0M
- Discretionary AUM
- $102.7M
- Non-discretionary AUM
- $8.3M
- Discretionary accounts
- 320
- Non-discretionary accounts
- 139
- Total accounts
- 459
- AUM per client
- $524K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $32K |
| High net worth individuals | 24 | $42.6M |
| Pension and profit sharing plans | Fewer than 5 | $2.2M |
| Individuals (other than high net worth individuals) | 186 | $66.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.