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WMGNA
Legal name: WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC
CRD 125765File 801-130388
APPROVED
Retail clients
Disclosure events
Filing as of Apr 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$346.4M
Below cohort median (national)
Discretionary AUM
$306.3M
Non-discretionary $40.2M
Clients
326
983 accounts
Employees
9
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 17, 2024
- Principal office
- 10 TALCOTT NOTCH ROAD, SUITE 103, FARMINGTON, CT, 06032
- Phone
- 860-679-5255
- Website
- HTTP://WWW.WMGNA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $346.4M
- Discretionary AUM
- $306.3M
- Non-discretionary AUM
- $40.2M
- Discretionary accounts
- 912
- Non-discretionary accounts
- 71
- Total accounts
- 983
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 98 | $242.5M |
| Individuals (other than high net worth individuals) | 228 | $103.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11G
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 337 | 326 | decreased by11 |
| Apr 1, 2026 | AUM | $217,090,556 | $346,446,708 | increased by$129,356,152 |
| Apr 1, 2026 | Accounts | 858 | 983 | increased by125 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WMGNA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WMGNA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.