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THE MUSTICO FINANCIAL GROUP, INC.
CRD 125763File 801-67939
APPROVED
Retail clients
Filing as of Jan 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$316.5M
Below cohort median (national)
Discretionary AUM
$310.8M
Non-discretionary $5.7M
Clients
460
466 accounts
Employees
4
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 29, 2007
- Principal office
- 221 WEST CHURCH ST., ELMIRA, NY, 14901
- Phone
- 607-733-7935
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $316.5M
- Discretionary AUM
- $310.8M
- Non-discretionary AUM
- $5.7M
- Discretionary accounts
- 464
- Non-discretionary accounts
- 2
- Total accounts
- 466
- AUM per client
- $688K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.4M |
| Charitable organizations | Fewer than 5 | $452K |
| High net worth individuals | 69 | $150.9M |
| Individuals (other than high net worth individuals) | 391 | $163.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.