← Directory
CANTERBURY INVESTMENT MANAGEMENT, LLC
CRD 125680File 801-61876
APPROVED
Retail clients
Filing as of Mar 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$69.8M
Bottom 25% of cohort (national)
Discretionary AUM
$66.5M
Non-discretionary $3.4M
Clients
48
101 accounts
Employees
2
Bottom 25% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 14, 2003
- Principal office
- 23 E CEDAR ST, ZIONSVILLE, IN, 46077
- Phone
- 317-732-2075
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $69.8M
- Discretionary AUM
- $66.5M
- Non-discretionary AUM
- $3.4M
- Discretionary accounts
- 86
- Non-discretionary accounts
- 15
- Total accounts
- 101
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $8.4M |
| Other investment advisers | 2 | $297K |
| High net worth individuals | 16 | $53.1M |
| Individuals (other than high net worth individuals) | 29 | $8.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 58 | 48 | decreased by10 |
| Apr 1, 2026 | AUM | $64,573,245 | $69,839,871 | increased by$5,266,626 |
| Apr 1, 2026 | Accounts | 105 | 101 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 2 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 429 | 58 | decreased by371 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $95,777,063 | $64,573,245 | decreased by$31,203,818 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 429 | 105 | decreased by324 |
| Mar 1, 2022 | Clients | 1,604 | 429 | decreased by1,175 |
| Mar 1, 2022 | AUM | $103,138,720 | $95,777,063 | decreased by$7,361,657 |
| Mar 1, 2022 | Accounts | 1,642 | 429 | decreased by1,213 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CANTERBURY INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CANTERBURY INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.