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PKS ADVISORY SERVICES, LLC
CRD 125648File 801-62147
APPROVED
Retail clients
Custody
Filing as of Jul 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.09B
Above cohort median (national)
Discretionary AUM
$1.04B
Non-discretionary $50.5M
Clients
4,892
4,892 accounts
Employees
45
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 20, 2003
- Principal office
- 80 STATE STREET, ALBANY, NY, 12207
- Phone
- (518) 426-5791
- Website
- HTTP://WPMINVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.09B
- Discretionary AUM
- $1.04B
- Non-discretionary AUM
- $50.5M
- Discretionary accounts
- 4,514
- Non-discretionary accounts
- 378
- Total accounts
- 4,892
- AUM per client
- $223K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $14.2M |
| High net worth individuals | 178 | $326.2M |
| Individuals (other than high net worth individuals) | 4,696 | $752.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 49 | 45 | decreased by4 |
| Apr 1, 2026 | Clients | 4,416 | 4,892 | increased by476 |
| Apr 1, 2026 | AUM | $905,367,391 | $1,093,322,679 | increased by$187,955,288 |
| Apr 1, 2026 | Accounts | 4,419 | 4,892 | increased by473 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 47 | 49 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,541 | 4,416 | decreased by125 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $976,577,638 | $905,367,391 | decreased by$71,210,247 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,541 | 4,419 | decreased by122 |
| Apr 1, 2022 | Employees | 50 | 47 | decreased by3 |
| Apr 1, 2022 | Clients | 2,611 | 4,541 | increased by1,930 |
| Apr 1, 2022 | AUM | $766,929,026 | $976,577,638 | increased by$209,648,612 |
| Apr 1, 2022 | Accounts | 2,611 | 4,541 | increased by1,930 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PKS ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PKS ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.