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PKS ADVISORY SERVICES, LLC
CRD 125648File 801-62147
APPROVED
Retail clients
Custody
Filing as of Jul 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.09B
Above cohort median (national)
Discretionary AUM
$1.04B
Non-discretionary $50.5M
Clients
4,892
4,892 accounts
Employees
45
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 20, 2003
- Principal office
- 80 STATE STREET, ALBANY, NY, 12207
- Phone
- (518) 426-5791
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.09B
- Discretionary AUM
- $1.04B
- Non-discretionary AUM
- $50.5M
- Discretionary accounts
- 4,514
- Non-discretionary accounts
- 378
- Total accounts
- 4,892
- AUM per client
- $223K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $14.2M |
| High net worth individuals | 178 | $326.2M |
| Individuals (other than high net worth individuals) | 4,696 | $752.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.