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PROFESSIONAL FINANCIAL
Legal name: PROFESSIONAL FINANCIAL STRATEGIES, INC
CRD 125580File 801-107130
APPROVED
Retail clients
Disclosure events
Filing as of Apr 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$225.8M
Below cohort median (national)
Discretionary AUM
$210.7M
Non-discretionary $15.1M
Clients
93
450 accounts
Employees
4
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 12, 2016
- Principal office
- 1159 PITTSFORD-VICTOR RD, SUITE 120, PITTSFORD, NY, 14534-3827
- Phone
- 585-218-9080
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $225.8M
- Discretionary AUM
- $210.7M
- Non-discretionary AUM
- $15.1M
- Discretionary accounts
- 373
- Non-discretionary accounts
- 77
- Total accounts
- 450
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $335K |
| Charitable organizations | Fewer than 5 | $1.7M |
| High net worth individuals | 69 | $193.6M |
| Pension and profit sharing plans | Fewer than 5 | $9.1M |
| Individuals (other than high net worth individuals) | 24 | $14.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.