← Directory
RICE HALL JAMES & ASSOCIATES LLC
CRD 125410File 801-61905
APPROVED
Retail clients
Custody
Filing as of May 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.74B
Top 25% of cohort (national)
Discretionary AUM
$1.74B
Clients
243
249 accounts
Employees
23
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 13, 2003
- Principal office
- 600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA, 92101
- Phone
- 619-239-9005
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.74B
- Discretionary AUM
- $1.74B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 249
- Non-discretionary accounts
- 0
- Total accounts
- 249
- AUM per client
- $7.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $179.0M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 1 | $90.6M |
| Charitable organizations | 9 | $40.3M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 68 | $100.7M |
| Pooled investment vehicles | 1 | $449.0M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 3 | $273.1M |
| State or municipal government entities | 8 | $307.9M |
| Individuals (other than high net worth individuals) | 143 | $245.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 249 | 243 | decreased by6 |
| Apr 1, 2026 | Employees | 25 | 23 | decreased by2 |
| Apr 1, 2026 | Clients | 265 | 249 | decreased by16 |
| Apr 1, 2026 | AUM | $1,775,743,710 | $1,740,251,833 | decreased by$35,491,877 |
| Apr 1, 2026 | Accounts | 265 | 249 | decreased by16 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 31 | 25 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 321 | 265 | decreased by56 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,947,679,029 | $1,775,743,710 | decreased by$1,171,935,319 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 321 | 265 | decreased by56 |
| Apr 1, 2022 | Employees | 32 | 31 | decreased by1 |
| Apr 1, 2022 | Clients | 345 | 321 | decreased by24 |
| Apr 1, 2022 | AUM | $3,119,786,213 | $2,947,679,029 | decreased by$172,107,184 |
| Apr 1, 2022 | Accounts | 345 | 321 | decreased by24 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RICE HALL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RICE HALL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.