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RICE HALL JAMES & ASSOCIATES LLC
CRD 125410File 801-61905
APPROVED
Retail clients
Custody
Filing as of May 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.74B
Top 25% of cohort (national)
Discretionary AUM
$1.74B
Clients
243
249 accounts
Employees
23
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 13, 2003
- Principal office
- 600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA, 92101
- Phone
- 619-239-9005
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.74B
- Discretionary AUM
- $1.74B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 249
- Non-discretionary accounts
- 0
- Total accounts
- 249
- AUM per client
- $7.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $179.0M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 1 | $90.6M |
| Charitable organizations | 9 | $40.3M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 68 | $100.7M |
| Pooled investment vehicles | 1 | $449.0M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 3 | $273.1M |
| State or municipal government entities | 8 | $307.9M |
| Individuals (other than high net worth individuals) | 143 | $245.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 249 | 243 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.