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ATIVO CAPITAL MANAGEMENT, LLC
CRD 125303File 801-65975
APPROVED
Retail clients
Custody
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$862.7M
Above cohort median (national)
Discretionary AUM
$862.7M
Clients
17
21 accounts
Employees
8
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 31, 2006
- Principal office
- 120 N LASALLE STREET, SUITE 1160, CHICAGO, IL, 60602-2493
- Phone
- 312-263-7600
- Website
- HTTP://WWW.ATIVOCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $862.7M
- Discretionary AUM
- $862.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 21
- Non-discretionary accounts
- 0
- Total accounts
- 21
- AUM per client
- $50.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 6 | $1.4M |
| Pooled investment vehicles | 2 | $60.7M |
| Pension and profit sharing plans | Fewer than 5 | $112.1M |
| State or municipal government entities | 9 | $688.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PERCENTAGE OF ASSETS ADVISED THAT ARE NOT REGULATORY AUM
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 8 | decreased by1 |
| Apr 1, 2026 | AUM | $999,874,898 | $862,728,498 | decreased by$137,146,400 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 9 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 28 | 17 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,458,947,573 | $999,874,898 | decreased by$459,072,675 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 56 | 21 | decreased by35 |
| Apr 1, 2022 | Employees | 15 | 14 | decreased by1 |
| Apr 1, 2022 | Clients | 32 | 28 | decreased by4 |
| Apr 1, 2022 | AUM | $1,296,537,701 | $1,458,947,573 | increased by$162,409,872 |
| Apr 1, 2022 | Accounts | 65 | 56 | decreased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ATIVO CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ATIVO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.