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PROPRIETARY CAPITAL, LLC
CRD 125139File 801-61781
APPROVED
Retail clients
Custody
Filing as of May 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$651.8M
Above cohort median (national)
Discretionary AUM
$651.8M
Clients
36
36 accounts
Employees
19
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Feb 10, 2003
- Principal office
- 201 COLUMBINE ST, SUITE 300, DENVER, CO, 80206
- Phone
- 303-575-9084
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $651.8M
- Discretionary AUM
- $651.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 36
- Non-discretionary accounts
- 0
- Total accounts
- 36
- AUM per client
- $18.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 19 | $9.6M |
| Pooled investment vehicles | 17 | $642.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Clients | 38 | 36 | decreased by2 |
| Jun 1, 2026 | Accounts | 38 | 36 | decreased by2 |
| Apr 1, 2026 | Employees | 20 | 19 | decreased by1 |
| Apr 1, 2026 | Clients | 36 | 38 | increased by2 |
| Apr 1, 2026 | AUM | $1,150,706,000 | $651,828,000 | decreased by$498,878,000 |
| Apr 1, 2026 | Accounts | 36 | 38 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 20 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 38 | 36 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $13,193,254,000 | $1,150,706,000 | decreased by$12,042,548,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 54 | 36 | decreased by18 |
| Apr 1, 2022 | Employees | 14 | 24 | increased by10 |
| Apr 1, 2022 | Clients | 36 | 38 | increased by2 |
| Apr 1, 2022 | AUM | $2,347,500,000 | $13,193,254,000 | increased by$10,845,754,000 |
| Apr 1, 2022 | Accounts | 53 | 54 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROPRIETARY CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROPRIETARY CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.