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SYMPHONY FINANCIAL SERVICES, INC.
CRD 125058File 801-63300
APPROVED
Retail clients
Filing as of Feb 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$428.7M
Below cohort median (national)
Discretionary AUM
$344.7M
Non-discretionary $84.0M
Clients
641
1,312 accounts
Employees
7
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 24, 2004
- Principal office
- 4100 EMBASSY PARKWAY, SUITE 100, AKRON, OH, 44333
- Phone
- 330-434-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $428.7M
- Discretionary AUM
- $344.7M
- Non-discretionary AUM
- $84.0M
- Discretionary accounts
- 1,246
- Non-discretionary accounts
- 66
- Total accounts
- 1,312
- AUM per client
- $669K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $3.3M |
| Insurance companies | Fewer than 5 | $1.6M |
| Charitable organizations | 6 | $5.6M |
| High net worth individuals | 71 | $172.1M |
| Pension and profit sharing plans | 36 | $88.4M |
| Individuals (other than high net worth individuals) | 520 | $157.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 617 | 641 | increased by24 |
| Mar 1, 2026 | AUM | $376,086,940 | $428,700,951 | increased by$52,614,011 |
| Mar 1, 2026 | Accounts | 1,254 | 1,312 | increased by58 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 7 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 575 | 617 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $339,461,674 | $376,086,940 | increased by$36,625,266 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,162 | 1,254 | increased by92 |
| Mar 1, 2022 | Employees | 14 | 11 | decreased by3 |
| Mar 1, 2022 | Clients | 533 | 575 | increased by42 |
| Mar 1, 2022 | AUM | $291,419,576 | $339,461,674 | increased by$48,042,098 |
| Mar 1, 2022 | Accounts | 1,080 | 1,162 | increased by82 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SYMPHONY FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SYMPHONY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.