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REGAL INVESTMENT ADVISORS LLC
CRD 125004File 801-71923
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.88B
Top 25% of cohort (national)
Discretionary AUM
$2.45B
Non-discretionary $432.2M
Clients
8,302
13,473 accounts
Employees
131
Top 10% of cohort in MI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 19, 2010
- Principal office
- 2687 44TH STREET SE, KENTWOOD, MI, 49512
- Phone
- 616-224-2204
- Website
- https://regal-lionshare.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.88B
- Discretionary AUM
- $2.45B
- Non-discretionary AUM
- $432.2M
- Discretionary accounts
- 11,067
- Non-discretionary accounts
- 2,406
- Total accounts
- 13,473
- AUM per client
- $347K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 36 | $14.4M |
| Charitable organizations | 6 | $831K |
| High net worth individuals | 555 | $1.14B |
| Pension and profit sharing plans | 40 | $127.2M |
| Individuals (other than high net worth individuals) | 7,665 | $1.59B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — THIRD PARTY FEES
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.