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THE PROSPERITY PEOPLE
Legal name: THE WEALTH ADVISORY TEAM, LLC
CRD 124957File 801-123671
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$147.0M
Bottom 25% of cohort (national)
Discretionary AUM
$145.1M
Non-discretionary $1.9M
Clients
170
533 accounts
Employees
6
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 8, 2022
- Principal office
- 601 FAIRFIELD AVENUE, BELLEVUE, KY, 41073
- Phone
- 859-331-7755
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $147.0M
- Discretionary AUM
- $145.1M
- Non-discretionary AUM
- $1.9M
- Discretionary accounts
- 520
- Non-discretionary accounts
- 13
- Total accounts
- 533
- AUM per client
- $865K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $9.3M |
| High net worth individuals | 41 | $91.0M |
| Individuals (other than high net worth individuals) | 128 | $46.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 5 | 6 | increased by1 |
| Mar 1, 2026 | Clients | 164 | 170 | increased by6 |
| Mar 1, 2026 | AUM | $130,700,000 | $147,000,000 | increased by$16,300,000 |
| Mar 1, 2026 | Accounts | 520 | 533 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 5 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 160 | 164 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $123,809,158 | $130,700,000 | increased by$6,890,842 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 513 | 520 | increased by7 |
| May 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROSPERITY PEOPLE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROSPERITY PEOPLE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.