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THE PROSPERITY PEOPLE
Legal name: THE WEALTH ADVISORY TEAM, LLC
CRD 124957File 801-123671
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$147.0M
Bottom 25% of cohort (national)
Discretionary AUM
$145.1M
Non-discretionary $1.9M
Clients
170
533 accounts
Employees
6
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 8, 2022
- Principal office
- 601 FAIRFIELD AVENUE, BELLEVUE, KY, 41073
- Phone
- 859-331-7755
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $147.0M
- Discretionary AUM
- $145.1M
- Non-discretionary AUM
- $1.9M
- Discretionary accounts
- 520
- Non-discretionary accounts
- 13
- Total accounts
- 533
- AUM per client
- $865K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $9.3M |
| High net worth individuals | 41 | $91.0M |
| Individuals (other than high net worth individuals) | 128 | $46.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.