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RATHBONES
Legal name: RATHBONES INVESTMENT MANAGEMENT LIMITED
CRD 124925File 801-64731
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$135.09B
Top 10% of cohort (national)
Discretionary AUM
$118.86B
Non-discretionary $16.23B
Clients
145,083
219,634 accounts
Employees
1,715
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Nov 16, 2005
- Principal office
- PORT OF LIVERPOOL BUILDING, PIER HEAD, LIVERPOOL, L3 1NW
- Phone
- +44-151 236 6666
- Website
- HTTPS://WWW.RATHBONES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $135.09B
- Discretionary AUM
- $118.86B
- Non-discretionary AUM
- $16.23B
- Discretionary accounts
- 181,302
- Non-discretionary accounts
- 38,332
- Total accounts
- 219,634
- AUM per client
- $931K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2,089 | $7.90B |
| Charitable organizations | 3,803 | $12.86B |
| High net worth individuals | 20,366 | $56.86B |
| Banking or thrift institutions | 18 | $183.0M |
| Pension and profit sharing plans | 23,772 | $22.32B |
| State or municipal government entities | Fewer than 5 | $5.4M |
| Individuals (other than high net worth individuals) | 95,035 | $29.11B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 150885 | 145083 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.