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RATHBONES
Legal name: RATHBONES INVESTMENT MANAGEMENT LIMITED
CRD 124925File 801-64731
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$135.09B
Top 10% of cohort (national)
Discretionary AUM
$118.86B
Non-discretionary $16.23B
Clients
145,083
219,634 accounts
Employees
1,715
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Nov 16, 2005
- Principal office
- PORT OF LIVERPOOL BUILDING, PIER HEAD, LIVERPOOL, L3 1NW
- Phone
- +44-151 236 6666
- Website
- HTTPS://WWW.RATHBONES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $135.09B
- Discretionary AUM
- $118.86B
- Non-discretionary AUM
- $16.23B
- Discretionary accounts
- 181,302
- Non-discretionary accounts
- 38,332
- Total accounts
- 219,634
- AUM per client
- $931K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2,089 | $7.90B |
| Charitable organizations | 3,803 | $12.86B |
| High net worth individuals | 20,366 | $56.86B |
| Banking or thrift institutions | 18 | $183.0M |
| Pension and profit sharing plans | 23,772 | $22.32B |
| State or municipal government entities | Fewer than 5 | $5.4M |
| Individuals (other than high net worth individuals) | 95,035 | $29.11B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 150,885 | 145,083 | decreased by5,802 |
| Aug 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Employees | 1,321 | 1,715 | increased by394 |
| Apr 1, 2026 | Clients | 85,688 | 150,885 | increased by65,197 |
| Apr 1, 2026 | AUM | $67,005,197,231 | $135,087,393,955 | increased by$68,082,196,724 |
| Apr 1, 2026 | Accounts | 130,105 | 219,634 | increased by89,529 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,000 | 1,321 | increased by321 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 78,465 | 85,688 | increased by7,223 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $68,170,813,628 | $67,005,197,231 | decreased by$1,165,616,397 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 115,383 | 130,105 | increased by14,722 |
| Apr 1, 2022 | Employees | 744 | 1,000 | increased by256 |
| Apr 1, 2022 | Clients | 78,000 | 78,465 | increased by465 |
| Apr 1, 2022 | AUM | $61,216,920,713 | $68,170,813,628 | increased by$6,953,892,915 |
| Apr 1, 2022 | Accounts | 113,334 | 115,383 | increased by2,049 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RATHBONES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RATHBONES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.