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JAMES I. BLACK & COMPANY
CRD 1249File 801-118955
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$144.1M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $144.1M
Clients
130
130 accounts
Employees
10
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jul 28, 2020
- Principal office
- 311 SOUTH FLORIDA AVENUE, LAKELAND, FL, 33801
- Phone
- 863-686-4163
- Website
- https://www.Jamesiblack.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $144.1M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $144.1M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 130
- Total accounts
- 130
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $114.5M |
| Individuals (other than high net worth individuals) | 88 | $29.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — NEGOTIABLE
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.