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JAMES I. BLACK & COMPANY
CRD 1249File 801-118955
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$144.1M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $144.1M
Clients
130
130 accounts
Employees
10
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jul 28, 2020
- Principal office
- 311 SOUTH FLORIDA AVENUE, LAKELAND, FL, 33801
- Phone
- 863-686-4163
- Website
- https://www.Jamesiblack.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $144.1M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $144.1M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 130
- Total accounts
- 130
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $114.5M |
| Individuals (other than high net worth individuals) | 88 | $29.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — NEGOTIABLE
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 138 | 130 | decreased by8 |
| Mar 1, 2026 | AUM | $142,580,974 | $144,067,165 | increased by$1,486,191 |
| Mar 1, 2026 | Accounts | 138 | 130 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 10 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 166 | 138 | decreased by28 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $123,770,284 | $142,580,974 | increased by$18,810,690 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 166 | 138 | decreased by28 |
| Apr 1, 2022 | Clients | 140 | 166 | increased by26 |
| Apr 1, 2022 | AUM | $116,927,228 | $123,770,284 | increased by$6,843,056 |
| Apr 1, 2022 | Accounts | 140 | 166 | increased by26 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JAMES BLACK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JAMES BLACK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.