ST. JAMES INVESTMENT COMPANY, LLC

CRD 124777File 801-61779

APPROVED

Retail clients

Filing as of Mar 2, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$660.6M

Above cohort median (national)

Discretionary AUM

$660.6M

Clients

271

1,049 accounts

Employees

Above cohort median in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Feb 14, 2003
Principal office: 535 S. KIMBALL AVENUE, SUITE 140, SOUTHLAKE, TX, 76092
Phone: 214-484-7250
Website: HTTP://WWW.STJIC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $660.6M
Discretionary AUM: $660.6M
Non-discretionary AUM: $0
Discretionary accounts: 1,049
Non-discretionary accounts: 0
Total accounts: 1,049
AUM per client: $2.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	8	$7.2M
Investment companies	1	$122.5M
Charitable organizations	Fewer than 5	$401K
Other investment advisers	17	$387.6M
High net worth individuals	135	$117.5M
Pension and profit sharing plans	Fewer than 5	$1.8M
Individuals (other than high net worth individuals)	108	$23.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.