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PALISADE INVESTMENTS, LLC
CRD 124776File 801-80001
APPROVED
Retail clients
Disclosure events
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$652.7M
Above cohort median (national)
Discretionary AUM
$325.6M
Non-discretionary $327.1M
Clients
668
1,214 accounts
Employees
8
Top 25% of cohort in NV
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 14, 2014
- Principal office
- 625 HIGHWAY 50, SUITE 301, ZEPHYR COVE, NV, 89448-3049
- Phone
- 775-299-4600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $652.7M
- Discretionary AUM
- $325.6M
- Non-discretionary AUM
- $327.1M
- Discretionary accounts
- 1,084
- Non-discretionary accounts
- 130
- Total accounts
- 1,214
- AUM per client
- $977K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $3.0M |
| Charitable organizations | 5 | $1.6M |
| High net worth individuals | 136 | $227.8M |
| Pension and profit sharing plans | 80 | $320.7M |
| Individuals (other than high net worth individuals) | 442 | $99.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 537 | 668 | increased by131 |
| Apr 1, 2026 | AUM | $512,987,448 | $652,721,964 | increased by$139,734,516 |
| Apr 1, 2026 | Accounts | 1,085 | 1,214 | increased by129 |
| Jan 1, 2026 | Employees | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 7 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 492 | 537 | increased by45 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $421,006,069 | $512,987,448 | increased by$91,981,379 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 872 | 1,085 | increased by213 |
| Apr 1, 2022 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2022 | Clients | 394 | 492 | increased by98 |
| Apr 1, 2022 | AUM | $370,334,884 | $421,006,069 | increased by$50,671,185 |
| Apr 1, 2022 | Accounts | 810 | 872 | increased by62 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PALISADE INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PALISADE INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.