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PALISADE INVESTMENTS, LLC
CRD 124776File 801-80001
APPROVED
Retail clients
Disclosure events
Filing as of Jul 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$652.7M
Above cohort median (national)
Discretionary AUM
$325.6M
Non-discretionary $327.1M
Clients
668
1,214 accounts
Employees
8
Top 25% of cohort in NV
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 14, 2014
- Principal office
- 625 HIGHWAY 50, SUITE 301, ZEPHYR COVE, NV, 89448-3049
- Phone
- 775-299-4600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $652.7M
- Discretionary AUM
- $325.6M
- Non-discretionary AUM
- $327.1M
- Discretionary accounts
- 1,084
- Non-discretionary accounts
- 130
- Total accounts
- 1,214
- AUM per client
- $977K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $3.0M |
| Charitable organizations | 5 | $1.6M |
| High net worth individuals | 136 | $227.8M |
| Pension and profit sharing plans | 80 | $320.7M |
| Individuals (other than high net worth individuals) | 442 | $99.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.