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MARINER INVESTMENT GROUP, LLC

CRD 124744File 801-62016
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$149.62B
Top 10% of cohort (national)
Discretionary AUM
$149.62B
Clients
36
37 accounts
Employees
146
Top 10% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
May 14, 2003
Principal office
299 PARK AVENUE, 5TH FLOOR, NEW YORK, NY, 10171
Phone
914-670-4300

Assets & accounts

ADV Item 5F
Total regulatory AUM
$149.62B
Discretionary AUM
$149.62B
Non-discretionary AUM
$0
Discretionary accounts
37
Non-discretionary accounts
0
Total accounts
37
AUM per client
$4.16B

Clients by type

ADV Item 5D
Client typeClientsAUM
Non-U.S. personsFewer than 5$18.52B
Investment companies2$3.16B
Pooled investment vehicles34$125.88B
Pension and profit sharing plansFewer than 5$2.06B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.