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NEUBERGER BERMAN INVESTMENT ADVISERS LLC
CRD 124687File 801-61757
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$398.65B
Top 10% of cohort (national)
Discretionary AUM
$395.04B
Non-discretionary $3.61B
Clients
43,885
43,954 accounts
Employees
1,542
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 23, 2003
- Principal office
- 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104
- Phone
- 212-476-9000
- Website
- https://www.nb.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $398.65B
- Discretionary AUM
- $395.04B
- Non-discretionary AUM
- $3.61B
- Discretionary accounts
- 43,516
- Non-discretionary accounts
- 438
- Total accounts
- 43,954
- AUM per client
- $9.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,828 | $14.23B |
| Non-U.S. persons | 14 | $9.44B |
| Insurance companies | 62 | $24.05B |
| Investment companies | 72 | $69.73B |
| Charitable organizations | 991 | $6.00B |
| Other investment advisers | 9 | $3.88B |
| High net worth individuals | 15,676 | $63.04B |
| Pooled investment vehicles | 378 | $142.34B |
| Banking or thrift institutions | 1 | $93.5M |
| Pension and profit sharing plans | 710 | $28.49B |
| State or municipal government entities | 44 | $27.81B |
| Individuals (other than high net worth individuals) | 24,100 | $8.85B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 43,954 | 43,885 | decreased by69 |
| Apr 1, 2026 | Employees | 1,668 | 1,542 | decreased by126 |
| Apr 1, 2026 | Clients | 42,905 | 43,954 | increased by1,049 |
| Apr 1, 2026 | AUM | $362,691,090,132 | $398,649,911,459 | increased by$35,958,821,327 |
| Apr 1, 2026 | Accounts | 42,905 | 43,954 | increased by1,049 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,446 | 1,668 | increased by222 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 39,602 | 42,905 | increased by3,303 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $365,088,265,127 | $362,691,090,132 | decreased by$2,397,174,995 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 39,601 | 42,905 | increased by3,304 |
| Apr 1, 2022 | Employees | 1,387 | 1,446 | increased by59 |
| Apr 1, 2022 | Clients | 37,222 | 39,602 | increased by2,380 |
| Apr 1, 2022 | AUM | $316,913,659,312 | $365,088,265,127 | increased by$48,174,605,815 |
| Apr 1, 2022 | Accounts | 37,222 | 39,601 | increased by2,379 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NEUBERGER BERMAN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEUBERGER BERMAN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.