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NEUBERGER BERMAN INVESTMENT ADVISERS LLC
CRD 124687File 801-61757
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$398.65B
Top 10% of cohort (national)
Discretionary AUM
$395.04B
Non-discretionary $3.61B
Clients
43,885
43,954 accounts
Employees
1,542
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 23, 2003
- Principal office
- 1290 AVENUE OF THE AMERICAS, NEW YORK, NY, 10104
- Phone
- 212-476-9000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $398.65B
- Discretionary AUM
- $395.04B
- Non-discretionary AUM
- $3.61B
- Discretionary accounts
- 43,516
- Non-discretionary accounts
- 438
- Total accounts
- 43,954
- AUM per client
- $9.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,828 | $14.23B |
| Non-U.S. persons | 14 | $9.44B |
| Insurance companies | 62 | $24.05B |
| Investment companies | 72 | $69.73B |
| Charitable organizations | 991 | $6.00B |
| Other investment advisers | 9 | $3.88B |
| High net worth individuals | 15,676 | $63.04B |
| Pooled investment vehicles | 378 | $142.34B |
| Banking or thrift institutions | 1 | $93.5M |
| Pension and profit sharing plans | 710 | $28.49B |
| State or municipal government entities | 44 | $27.81B |
| Individuals (other than high net worth individuals) | 24,100 | $8.85B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 43954 | 43885 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.