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ALLEN INVESTMENT MANAGEMENT, LLC
CRD 124454File 801-61985
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$16.91B
Top 10% of cohort (national)
Discretionary AUM
$14.09B
Non-discretionary $2.83B
Clients
144
840 accounts
Employees
28
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 11, 2003
- Principal office
- 711 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
- Phone
- 212-832-8000
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $16.91B
- Discretionary AUM
- $14.09B
- Non-discretionary AUM
- $2.83B
- Discretionary accounts
- 815
- Non-discretionary accounts
- 25
- Total accounts
- 840
- AUM per client
- $117.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 142 | $16.86B |
| Pooled investment vehicles | 2 | $49.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.