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ASCO FINANCIAL GROUP, INC.
CRD 124395File 801-61809
APPROVED
Filing as of Mar 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$173.2M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $173.2M
Clients
61
63 accounts
Employees
2
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Feb 12, 2003
- Principal office
- 575 PIERCE STREET, SUITE 301, KINGSTON, PA, 18704
- Phone
- 570-714-0720
- Website
- HTTP://WWW.ASCOFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $173.2M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $173.2M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 63
- Total accounts
- 63
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | Fewer than 5 | $2.5M |
| State or municipal government entities | 61 | $170.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 34 | 61 | increased by27 |
| Apr 1, 2026 | AUM | $159,253,442 | $173,160,402 | increased by$13,906,960 |
| Apr 1, 2026 | Accounts | 55 | 63 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 30 | 34 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $170,363,582 | $159,253,442 | decreased by$11,110,140 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 59 | 55 | decreased by4 |
| Apr 1, 2022 | Employees | 3 | 2 | decreased by1 |
| Apr 1, 2022 | Clients | 31 | 30 | decreased by1 |
| Apr 1, 2022 | AUM | $156,676,523 | $170,363,582 | increased by$13,687,059 |
| Apr 1, 2022 | Accounts | 63 | 59 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ASCO FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASCO FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.