THE CAPROCK GROUP, LLC

CRD 124272File 801-61642

APPROVED

Retail clients

Custody

Filing as of Aug 7, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$12.48B

Top 10% of cohort (national)

Discretionary AUM

$12.24B

Non-discretionary $237.4M

Clients

436

436 accounts

Employees

Top 10% of cohort in ID

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Dec 17, 2002
Principal office: 800 WEST MAIN STREET, SUITE 1150, BOISE, ID, 83702
Phone: (208) 368-9600
Website: https://x.com/TheCaprockGroup

Assets & accounts

ADV Item 5F

Total regulatory AUM: $12.48B
Discretionary AUM: $12.24B
Non-discretionary AUM: $237.4M
Discretionary accounts: 434
Non-discretionary accounts: 2
Total accounts: 436
AUM per client: $28.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	16	$1.18B
High net worth individuals	398	$11.28B
Individuals (other than high net worth individuals)	22	$17.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.