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THE CAPROCK GROUP, LLC
CRD 124272File 801-61642
APPROVED
Retail clients
Custody
Filing as of Aug 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$12.48B
Top 10% of cohort (national)
Discretionary AUM
$12.24B
Non-discretionary $237.4M
Clients
436
436 accounts
Employees
67
Top 10% of cohort in ID
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Dec 17, 2002
- Principal office
- 800 WEST MAIN STREET, SUITE 1150, BOISE, ID, 83702
- Phone
- (208) 368-9600
- Website
- https://caprock.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.48B
- Discretionary AUM
- $12.24B
- Non-discretionary AUM
- $237.4M
- Discretionary accounts
- 434
- Non-discretionary accounts
- 2
- Total accounts
- 436
- AUM per client
- $28.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 16 | $1.18B |
| High net worth individuals | 398 | $11.28B |
| Individuals (other than high net worth individuals) | 22 | $17.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 64 | 67 | increased by3 |
| Apr 1, 2026 | Clients | 408 | 436 | increased by28 |
| Apr 1, 2026 | AUM | $10,149,325,042 | $12,479,071,631 | increased by$2,329,746,589 |
| Apr 1, 2026 | Accounts | 408 | 436 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 36 | 64 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 259 | 408 | increased by149 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,741,563,357 | $10,149,325,042 | increased by$4,407,761,685 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 259 | 408 | increased by149 |
| Mar 1, 2022 | Clients | 255 | 259 | increased by4 |
| Mar 1, 2022 | AUM | $5,583,044,162 | $5,741,563,357 | increased by$158,519,195 |
| Mar 1, 2022 | Accounts | 255 | 259 | increased by4 |
| Jan 1, 2022 | Employees | 33 | 36 | increased by3 |
| Jan 1, 2022 | Clients | 239 | 255 | increased by16 |
| Jan 1, 2022 | AUM | $5,112,908,614 | $5,583,044,162 | increased by$470,135,548 |
| Jan 1, 2022 | Accounts | 239 | 255 | increased by16 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPROCK GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPROCK GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.