INDEPENDENT WEALTH MANAGEMENT, LLC

CRD 124242File 801-120528

APPROVED

Retail clients

Filing as of May 21, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$203.0M

Below cohort median (national)

Discretionary AUM

$183.7M

Non-discretionary $19.3M

Clients

176

510 accounts

Employees

Below cohort median in MI

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Mar 16, 2021
Principal office: 236 1/2 E. FRONT ST, TRAVERSE CITY, MI, 49684
Phone: 231-929-1086
Website: HTTPS://WWW.FACEBOOK.COM/IWMUSA/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $203.0M
Discretionary AUM: $183.7M
Non-discretionary AUM: $19.3M
Discretionary accounts: 503
Non-discretionary accounts: 7
Total accounts: 510
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$409K
High net worth individuals	61	$155.3M
Individuals (other than high net worth individuals)	115	$47.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Hourly charges
Other (described) — SOLICITOR FEES FOR ASSETS MANAGED BY OTHER INVESTMENT ADVISORS
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.