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GCI FINANCIAL GROUP
Legal name: GCI FINANCIAL GROUP, INC.
CRD 124193File 801-131018
APPROVED
Retail clients
Custody
Filing as of Jun 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$145.1M
Bottom 25% of cohort (national)
Discretionary AUM
$137.8M
Non-discretionary $7.3M
Clients
140
463 accounts
Employees
3
Bottom 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 3, 2024
- Principal office
- 5 COLD HILL ROAD SOUTH, SUITE 23, MENDHAM, NJ, 07945
- Phone
- 973-543-2133
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $145.1M
- Discretionary AUM
- $137.8M
- Non-discretionary AUM
- $7.3M
- Discretionary accounts
- 416
- Non-discretionary accounts
- 47
- Total accounts
- 463
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $9.4M |
| High net worth individuals | 48 | $88.6M |
| Pension and profit sharing plans | 7 | $8.2M |
| Individuals (other than high net worth individuals) | 82 | $38.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.