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KALTBAUM CAPITAL MANAGEMENT
Legal name: KALTBAUM CAPITAL MANAGEMENT, LLC
CRD 123991File 801-132465
APPROVED
Retail clients
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$110.9M
Bottom 25% of cohort (national)
Discretionary AUM
$110.1M
Non-discretionary $782K
Clients
227
227 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 18, 2025
- Principal office
- Not reported
- Phone
- 407-514-3180
- Website
- HTTP://GARYKALTBAUM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $110.9M
- Discretionary AUM
- $110.1M
- Non-discretionary AUM
- $782K
- Discretionary accounts
- 193
- Non-discretionary accounts
- 34
- Total accounts
- 227
- AUM per client
- $489K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 109 | $98.2M |
| Individuals (other than high net worth individuals) | 118 | $12.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.