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KALTBAUM CAPITAL MANAGEMENT
Legal name: KALTBAUM CAPITAL MANAGEMENT, LLC
CRD 123991File 801-132465
APPROVED
Retail clients
Disclosure events
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$110.9M
Bottom 25% of cohort (national)
Discretionary AUM
$110.1M
Non-discretionary $782K
Clients
227
227 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 18, 2025
- Principal office
- Not reported
- Phone
- 407-514-3180
- Website
- HTTP://GARYKALTBAUM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $110.9M
- Discretionary AUM
- $110.1M
- Non-discretionary AUM
- $782K
- Discretionary accounts
- 193
- Non-discretionary accounts
- 34
- Total accounts
- 227
- AUM per client
- $489K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 109 | $98.2M |
| Individuals (other than high net worth individuals) | 118 | $12.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 264 | 227 | decreased by37 |
| Apr 1, 2026 | AUM | $117,979,814 | $110,895,973 | decreased by$7,083,841 |
| Apr 1, 2026 | Accounts | 264 | 227 | decreased by37 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KALTBAUM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KALTBAUM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.