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REGAL ADVISORY SERVICES, INC.
CRD 123842File 801-71619
APPROVED
Retail clients
Disclosure events
Filing as of Jul 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$121.4M
Bottom 25% of cohort (national)
Discretionary AUM
$64.4M
Non-discretionary $57.0M
Clients
274
274 accounts
Employees
25
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 12, 2010
- Principal office
- 950 NORTH MILWAUKEE AVENUE, SUITE 101, GLENVIEW, IL, 60025-3771
- Phone
- 877-488-6537
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $121.4M
- Discretionary AUM
- $64.4M
- Non-discretionary AUM
- $57.0M
- Discretionary accounts
- 107
- Non-discretionary accounts
- 167
- Total accounts
- 274
- AUM per client
- $443K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $26.2M |
| High net worth individuals | 45 | $49.1M |
| Individuals (other than high net worth individuals) | 224 | $46.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 24 | 25 | increased by1 |
| Apr 1, 2026 | Clients | 285 | 274 | decreased by11 |
| Apr 1, 2026 | AUM | $113,536,443 | $121,430,017 | increased by$7,893,574 |
| Apr 1, 2026 | Accounts | 289 | 274 | decreased by15 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 25 | 24 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 260 | 285 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $90,797,628 | $113,536,443 | increased by$22,738,815 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 263 | 289 | increased by26 |
| Apr 1, 2022 | Employees | 24 | 25 | increased by1 |
| Apr 1, 2022 | Clients | 381 | 260 | decreased by121 |
| Apr 1, 2022 | AUM | $109,541,881 | $90,797,628 | decreased by$18,744,253 |
| Apr 1, 2022 | Accounts | 383 | 263 | decreased by120 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “REGAL ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“REGAL ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.