← Directory
REGAL ADVISORY SERVICES, INC.
CRD 123842File 801-71619
APPROVED
Retail clients
Disclosure events
Filing as of Jul 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$121.4M
Bottom 25% of cohort (national)
Discretionary AUM
$64.4M
Non-discretionary $57.0M
Clients
274
274 accounts
Employees
25
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 12, 2010
- Principal office
- 950 NORTH MILWAUKEE AVENUE, SUITE 101, GLENVIEW, IL, 60025-3771
- Phone
- 877-488-6537
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $121.4M
- Discretionary AUM
- $64.4M
- Non-discretionary AUM
- $57.0M
- Discretionary accounts
- 107
- Non-discretionary accounts
- 167
- Total accounts
- 274
- AUM per client
- $443K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $26.2M |
| High net worth individuals | 45 | $49.1M |
| Individuals (other than high net worth individuals) | 224 | $46.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.