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WISE PLANNING, INC.
CRD 123821File 801-114999
APPROVED
Retail clients
Custody
Filing as of Feb 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$610.3M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $610.3M
Clients
203
805 accounts
Employees
6
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 12, 2019
- Principal office
- Not reported
- Phone
- 847-834-9473
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $610.3M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $610.3M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 805
- Total accounts
- 805
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 145 | $573.5M |
| Individuals (other than high net worth individuals) | 58 | $36.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 192 | 203 | increased by11 |
| Mar 1, 2026 | AUM | $529,377,526 | $610,253,304 | increased by$80,875,778 |
| Mar 1, 2026 | Accounts | 768 | 805 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 153 | 192 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $362,879,219 | $529,377,526 | increased by$166,498,307 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 657 | 768 | increased by111 |
| Mar 1, 2022 | Clients | 139 | 153 | increased by14 |
| Mar 1, 2022 | AUM | $307,162,680 | $362,879,219 | increased by$55,716,539 |
| Mar 1, 2022 | Accounts | 535 | 657 | increased by122 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WISE PLANNING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WISE PLANNING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.