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FINANCIAL PLANS & STRATEGIES, INC.
CRD 123793File 801-107206
APPROVED
Retail clients
Custody
Filing as of Jul 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$610.6M
Above cohort median (national)
Discretionary AUM
$601.4M
Non-discretionary $9.2M
Clients
1,081
1,081 accounts
Employees
12
Above cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 27, 2016
- Principal office
- 375 N. MADISON AVENUE, GREENWOOD, IN, 46142-3636
- Phone
- 317-882-7675
- Website
- HTTP://WWW.FINPLANS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $610.6M
- Discretionary AUM
- $601.4M
- Non-discretionary AUM
- $9.2M
- Discretionary accounts
- 1,073
- Non-discretionary accounts
- 8
- Total accounts
- 1,081
- AUM per client
- $565K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 185 | $402.6M |
| Individuals (other than high net worth individuals) | 896 | $208.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.