OBERON ASSET MANAGEMENT, LLC

CRD 123494File 801-71358

APPROVED

Retail clients

Custody

Filing as of May 1, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$232.7M

Below cohort median (national)

Discretionary AUM

$232.7M

Clients

108 accounts

Employees

Below cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Apr 19, 2010
Principal office: 379 W BROADWAY FL 2, NEW YORK, NY, 10012
Phone: 917-237-0147
Website: HTTPS://WWW.OBERONASSET.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $232.7M
Discretionary AUM: $232.7M
Non-discretionary AUM: $0
Discretionary accounts: 108
Non-discretionary accounts: 0
Total accounts: 108
AUM per client: $4.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$784K
High net worth individuals	40	$210.3M
Pooled investment vehicles	1	$17.2M
Pension and profit sharing plans	Fewer than 5	$1.2M
Individuals (other than high net worth individuals)	7	$3.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.