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PCA INVESTMENT ADVISORY SERVICES, INC.
CRD 123475File 801-67369
APPROVED
Retail clients
Custody
Filing as of Jul 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.31B
Top 25% of cohort (national)
Discretionary AUM
$2.30B
Non-discretionary $2.02B
Clients
1,175
2,187 accounts
Employees
15
Top 25% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 15, 2006
- Principal office
- 2133 LURAY AVENUE, CINCINNATI, OH, 45206
- Phone
- 513.281.3366
- Website
- https://www.pca401k.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.31B
- Discretionary AUM
- $2.30B
- Non-discretionary AUM
- $2.02B
- Discretionary accounts
- 1,909
- Non-discretionary accounts
- 278
- Total accounts
- 2,187
- AUM per client
- $3.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $8.2M |
| High net worth individuals | 249 | $761.7M |
| Pension and profit sharing plans | 292 | $3.36B |
| Individuals (other than high net worth individuals) | 623 | $183.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — MUTUAL FUND REIMBURSEMENTS (SUB TA FEE)
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 15 | increased by2 |
| Apr 1, 2026 | Clients | 1,196 | 1,175 | decreased by21 |
| Apr 1, 2026 | AUM | $3,582,880,777 | $4,314,276,177 | increased by$731,395,400 |
| Apr 1, 2026 | Accounts | 2,056 | 2,187 | increased by131 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 13 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 758 | 1,196 | increased by438 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,220,333,615 | $3,582,880,777 | increased by$2,362,547,162 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,388 | 2,056 | increased by668 |
| Apr 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Clients | 672 | 758 | increased by86 |
| Apr 1, 2022 | AUM | $993,615,178 | $1,220,333,615 | increased by$226,718,437 |
| Apr 1, 2022 | Accounts | 1,241 | 1,388 | increased by147 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PCA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PCA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.