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KAPUSTA FINANCIAL GROUP
Legal name: KAPUSTA FINANCIAL GROUP, INC.
CRD 123349File 801-113806
APPROVED
Retail clients
Custody
Filing as of Jul 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$199.6M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $199.6M
Clients
207
971 accounts
Employees
4
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Aug 9, 2018
- Principal office
- 110 FORT COUCH ROAD, SUITE 108, PITTSBURGH, PA, 15241
- Phone
- 412-851-1400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $199.6M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $199.6M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 971
- Total accounts
- 971
- AUM per client
- $964K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $69K |
| High net worth individuals | 65 | $141.0M |
| Individuals (other than high net worth individuals) | 140 | $58.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 210 | 207 | decreased by3 |
| Feb 1, 2026 | AUM | $168,612,610 | $199,605,506 | increased by$30,992,896 |
| Feb 1, 2026 | Accounts | 989 | 971 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 207 | 210 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $144,794,956 | $168,612,610 | increased by$23,817,654 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 910 | 989 | increased by79 |
| Jun 1, 2022 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2022 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2022 | Clients | 197 | 207 | increased by10 |
| Apr 1, 2022 | AUM | $133,711,750 | $144,794,956 | increased by$11,083,206 |
| Apr 1, 2022 | Accounts | 868 | 910 | increased by42 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KAPUSTA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KAPUSTA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.