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DBS INVESTMENT ADVISERS, LLC
CRD 123283File 801-116815
APPROVED
Retail clients
Filing as of Feb 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$280.2M
Below cohort median (national)
Discretionary AUM
$280.2M
Clients
591
973 accounts
Employees
8
Below cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 21, 2019
- Principal office
- 1484 STRAITS DRIVE, SUITE 6, BAY CITY, MI, 48706
- Phone
- 989-686-6222
- Website
- http://www.dbsia.net
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $280.2M
- Discretionary AUM
- $280.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 973
- Non-discretionary accounts
- 0
- Total accounts
- 973
- AUM per client
- $474K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $136K |
| High net worth individuals | 35 | $106.6M |
| Pension and profit sharing plans | 68 | $123.2M |
| Individuals (other than high net worth individuals) | 488 | $50.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — SHARE IN THIRD PARTY ADVISORY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 7 | 8 | increased by1 |
| Mar 1, 2026 | Clients | 592 | 591 | decreased by1 |
| Mar 1, 2026 | AUM | $244,511,904 | $280,177,315 | increased by$35,665,411 |
| Mar 1, 2026 | Accounts | 946 | 973 | increased by27 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 7 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 376 | 592 | increased by216 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $161,044,258 | $244,511,904 | increased by$83,467,646 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 773 | 946 | increased by173 |
| Sep 1, 2022 | Custody | No | Yes | |
| Sep 1, 2022 | Clients | 385 | 376 | decreased by9 |
| Sep 1, 2022 | AUM | $177,385,576 | $161,044,258 | decreased by$16,341,318 |
| Sep 1, 2022 | Accounts | 638 | 773 | increased by135 |
| Apr 1, 2022 | Clients | 317 | 385 | increased by68 |
| Apr 1, 2022 | AUM | $172,101,686 | $177,385,576 | increased by$5,283,890 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DBS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DBS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.