← Directory
HELM CAPITAL MANAGEMENT
Legal name: HELM CAPITAL MANAGEMENT LLC
CRD 123174File 801-81063
APPROVED
Retail clients
Filing as of Apr 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$400.8M
Below cohort median (national)
Discretionary AUM
$400.8M
Clients
52
154 accounts
Employees
1
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 9, 2015
- Principal office
- 1904 THIRD AVENUE, SUITE 325, SEATTLE, WA, 98101
- Phone
- 206-654-6200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $400.8M
- Discretionary AUM
- $400.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 154
- Non-discretionary accounts
- 0
- Total accounts
- 154
- AUM per client
- $7.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 42 | $397.7M |
| Individuals (other than high net worth individuals) | 10 | $3.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 50 | 52 | increased by2 |
| Apr 1, 2026 | AUM | $203,132,530 | $400,804,452 | increased by$197,671,922 |
| Apr 1, 2026 | Accounts | 148 | 154 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 48 | 50 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $157,108,325 | $203,132,530 | increased by$46,024,205 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 145 | 148 | increased by3 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 60 | 48 | decreased by12 |
| Apr 1, 2022 | AUM | $154,220,396 | $157,108,325 | increased by$2,887,929 |
| Apr 1, 2022 | Accounts | 143 | 145 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HELM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HELM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.