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PHASE III ADVISORY SERVICES, LTD
CRD 122959File 801-63806
APPROVED
Retail clients
Filing as of Apr 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$210.9M
Below cohort median (national)
Discretionary AUM
$157.7M
Non-discretionary $53.2M
Clients
483
1,400 accounts
Employees
3
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 11, 2005
- Principal office
- 1110 W. LAKE COOK RD, SUITE 265, BUFFALO GROVE, IL, 60089
- Phone
- 847-520-5545
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $210.9M
- Discretionary AUM
- $157.7M
- Non-discretionary AUM
- $53.2M
- Discretionary accounts
- 931
- Non-discretionary accounts
- 469
- Total accounts
- 1,400
- AUM per client
- $437K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 69 | $124.1M |
| Individuals (other than high net worth individuals) | 414 | $86.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.