← Directory
SHOTWELL RUTTER BAER INC
CRD 122789File 801-120091
APPROVED
Retail clients
Filing as of Jan 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$183.9M
Bottom 25% of cohort (national)
Discretionary AUM
$183.9M
Clients
282
835 accounts
Employees
7
Bottom 25% of cohort in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 4, 2021
- Principal office
- 6350 WEST MICHIGAN AVENUE, SUITE 200, LANSING, MI, 48917
- Phone
- 517-321-4832
- Website
- HTTP://WWW.SRBADVISORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $183.9M
- Discretionary AUM
- $183.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 835
- Non-discretionary accounts
- 0
- Total accounts
- 835
- AUM per client
- $652K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 62 | $121.5M |
| Individuals (other than high net worth individuals) | 220 | $62.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SUBSCRIPTION FEE FOR PLANNING
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 438 | 282 | decreased by156 |
| Feb 1, 2026 | AUM | $167,148,208 | $183,887,687 | increased by$16,739,479 |
| Feb 1, 2026 | Accounts | 720 | 835 | increased by115 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 7 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 208 | 438 | increased by230 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $137,387,530 | $167,148,208 | increased by$29,760,678 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 605 | 720 | increased by115 |
| Mar 1, 2022 | Clients | 306 | 208 | decreased by98 |
| Mar 1, 2022 | AUM | $115,529,819 | $137,387,530 | increased by$21,857,711 |
| Mar 1, 2022 | Accounts | 720 | 605 | decreased by115 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SHOTWELL RUTTER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SHOTWELL RUTTER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.