← Directory
PATHFINDER ADVISORY, INC.
Legal name: PATHFINDER WEALTH MANAGEMENT, INC.
CRD 122768File 801-135820
APPROVED
Retail clients
Filing as of Mar 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$121.4M
Bottom 25% of cohort (national)
Discretionary AUM
$115.7M
Non-discretionary $5.7M
Clients
142
145 accounts
Employees
5
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 10, 2026
- Principal office
- 6981 REDANSA DR, ROCKFORD, IL, 61108
- Phone
- 815.399.9806
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $121.4M
- Discretionary AUM
- $115.7M
- Non-discretionary AUM
- $5.7M
- Discretionary accounts
- 135
- Non-discretionary accounts
- 10
- Total accounts
- 145
- AUM per client
- $855K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.3M |
| High net worth individuals | 47 | $76.1M |
| Individuals (other than high net worth individuals) | 95 | $43.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.