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SAXONY CAPITAL MANAGEMENT, LLC
Legal name: SAXONY CAPITAL MANAGEMENT LLC.
CRD 122692File 801-68385
APPROVED
Retail clients
Disclosure events
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$367.9M
Below cohort median (national)
Discretionary AUM
$351.4M
Non-discretionary $16.4M
Clients
762
1,488 accounts
Employees
6
Below cohort median in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 15, 2007
- Principal office
- 11152 S TOWNE SQUARE, SAINT LOUIS, MO, 63123
- Phone
- 314-963-9336
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $367.9M
- Discretionary AUM
- $351.4M
- Non-discretionary AUM
- $16.4M
- Discretionary accounts
- 1,445
- Non-discretionary accounts
- 43
- Total accounts
- 1,488
- AUM per client
- $483K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $2.1M |
| Charitable organizations | Fewer than 5 | $110K |
| High net worth individuals | 97 | $197.5M |
| Individuals (other than high net worth individuals) | 659 | $168.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — CONSULTING FEES TO RIA'S, FINDERS FEES, FEES THIRD PARTY MANAGER
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 692 | 762 | increased by70 |
| Feb 1, 2026 | AUM | $297,922,213 | $367,861,457 | increased by$69,939,244 |
| Feb 1, 2026 | Accounts | 1,307 | 1,488 | increased by181 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 593 | 692 | increased by99 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $369,830,058 | $297,922,213 | decreased by$71,907,845 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 845 | 1,307 | increased by462 |
| Apr 1, 2022 | Clients | 518 | 593 | increased by75 |
| Apr 1, 2022 | AUM | $313,704,007 | $369,830,058 | increased by$56,126,051 |
| Apr 1, 2022 | Accounts | 707 | 845 | increased by138 |
| Sep 1, 2021 | Clients | 497 | 518 | increased by21 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAXONY CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAXONY CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.