← Directory
SOUND FINANCIAL MANAGEMENT, INC.
CRD 122670File 801-132274
APPROVED
Retail clients
Filing as of Mar 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$134.1M
Bottom 25% of cohort (national)
Discretionary AUM
$134.1M
Clients
180
440 accounts
Employees
2
Bottom 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Mar 28, 2025
- Principal office
- 8362 SIX FORKS RD. SUITE 202, RALEIGH, NC, 27615
- Phone
- 919-845-6600
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $134.1M
- Discretionary AUM
- $134.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 440
- Non-discretionary accounts
- 0
- Total accounts
- 440
- AUM per client
- $745K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 26 | $84.5M |
| Individuals (other than high net worth individuals) | 154 | $49.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.