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NORTHEAST FINANCIAL GROUP, INC.
CRD 122609File 801-78187
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.44B
Above cohort median (national)
Discretionary AUM
$708.0M
Non-discretionary $734.8M
Clients
678
1,710 accounts
Employees
1
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jun 14, 2013
- Principal office
- 3435 WINCHESTER ROAD, SUITE 102, ALLENTOWN, PA, 18104
- Phone
- 570-688-9898
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.44B
- Discretionary AUM
- $708.0M
- Non-discretionary AUM
- $734.8M
- Discretionary accounts
- 1,480
- Non-discretionary accounts
- 230
- Total accounts
- 1,710
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 14 | $18.9M |
| Charitable organizations | 17 | $76.8M |
| Other investment advisers | Fewer than 5 | $121.1M |
| High net worth individuals | 160 | $383.6M |
| Pooled investment vehicles | 4 | $22.4M |
| Pension and profit sharing plans | 58 | $401.1M |
| State or municipal government entities | 31 | $266.5M |
| Individuals (other than high net worth individuals) | 393 | $148.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 739 | 678 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.