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VALLEY BROOK CAPITAL GROUP
Legal name: VALLEY BROOK CAPITAL GROUP, INC.
CRD 122460File 801-113710
APPROVED
Retail clients
Custody
Filing as of Feb 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$223.3M
Below cohort median (national)
Discretionary AUM
$201.9M
Non-discretionary $21.4M
Clients
204
368 accounts
Employees
6
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jul 27, 2018
- Principal office
- 538 VALLEY BROOK ROAD, SUITE 100, VENETIA, PA, 15367
- Phone
- 724-941-8625
- Website
- HTTP://WWW.VALLEYBROOKCG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $223.3M
- Discretionary AUM
- $201.9M
- Non-discretionary AUM
- $21.4M
- Discretionary accounts
- 365
- Non-discretionary accounts
- 3
- Total accounts
- 368
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $13.6M |
| High net worth individuals | 59 | $159.0M |
| Pension and profit sharing plans | Fewer than 5 | $21.4M |
| Individuals (other than high net worth individuals) | 137 | $29.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 7 | 6 | decreased by1 |
| Mar 1, 2026 | Clients | 183 | 204 | increased by21 |
| Mar 1, 2026 | AUM | $192,166,993 | $223,267,862 | increased by$31,100,869 |
| Mar 1, 2026 | Accounts | 313 | 368 | increased by55 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 179 | 183 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $178,205,513 | $192,166,993 | increased by$13,961,480 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 299 | 313 | increased by14 |
| Apr 1, 2022 | Clients | 188 | 179 | decreased by9 |
| Apr 1, 2022 | AUM | $139,286,792 | $178,205,513 | increased by$38,918,721 |
| Apr 1, 2022 | Accounts | 277 | 299 | increased by22 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VALLEY BROOK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VALLEY BROOK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.