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VALLEY BROOK CAPITAL GROUP
Legal name: VALLEY BROOK CAPITAL GROUP, INC.
CRD 122460File 801-113710
APPROVED
Retail clients
Custody
Filing as of Feb 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$223.3M
Below cohort median (national)
Discretionary AUM
$201.9M
Non-discretionary $21.4M
Clients
204
368 accounts
Employees
6
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jul 27, 2018
- Principal office
- 538 VALLEY BROOK ROAD, SUITE 100, VENETIA, PA, 15367
- Phone
- 724-941-8625
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $223.3M
- Discretionary AUM
- $201.9M
- Non-discretionary AUM
- $21.4M
- Discretionary accounts
- 365
- Non-discretionary accounts
- 3
- Total accounts
- 368
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $13.6M |
| High net worth individuals | 59 | $159.0M |
| Pension and profit sharing plans | Fewer than 5 | $21.4M |
| Individuals (other than high net worth individuals) | 137 | $29.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.