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HERITAGE WEALTH MANAGEMENT
Legal name: HERITAGE WEALTH MANAGEMENT, INC.
CRD 122394File 801-107506
APPROVED
Retail clients
Custody
Filing as of Feb 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$357.8M
Below cohort median (national)
Discretionary AUM
$357.1M
Non-discretionary $734K
Clients
218
803 accounts
Employees
6
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 25, 2016
- Principal office
- 4400 POST OAK PARKWAY, SUITE 2510, HOUSTON, TX, 77027
- Phone
- 713-871-9800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $357.8M
- Discretionary AUM
- $357.1M
- Non-discretionary AUM
- $734K
- Discretionary accounts
- 798
- Non-discretionary accounts
- 5
- Total accounts
- 803
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 111 | $299.5M |
| Individuals (other than high net worth individuals) | 107 | $58.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.