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JDL ADVISERS
Legal name: J.DEREK LEWIS & ASSOCIATES, INC.
CRD 122307File 801-67339
APPROVED
Retail clients
Filing as of Aug 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.28B
Top 25% of cohort (national)
Discretionary AUM
$2.11B
Non-discretionary $171.1M
Clients
7,943
7,943 accounts
Employees
10
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 4, 2006
- Principal office
- 3991 MACARTHUR BLVD, 4TH FLOOR, NEWPORT BEACH, CA, 92660-3032
- Phone
- 949-752-9096
- Website
- HTTP://WWW.JDLA-ADVISERS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.28B
- Discretionary AUM
- $2.11B
- Non-discretionary AUM
- $171.1M
- Discretionary accounts
- 7,854
- Non-discretionary accounts
- 89
- Total accounts
- 7,943
- AUM per client
- $287K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 49 | $73.8M |
| Charitable organizations | 100 | $113.2M |
| Other investment advisers | 26 | $31.2M |
| High net worth individuals | 1,376 | $1.06B |
| Pension and profit sharing plans | 77 | $167.1M |
| Individuals (other than high net worth individuals) | 6,315 | $831.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2026 | Clients | 7,459 | 7,943 | increased by484 |
| Apr 1, 2026 | AUM | $1,782,416,346 | $2,276,577,707 | increased by$494,161,361 |
| Apr 1, 2026 | Accounts | 7,459 | 7,943 | increased by484 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 11 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,868 | 7,459 | increased by5,591 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,379,174,504 | $1,782,416,346 | increased by$403,241,842 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,868 | 7,459 | increased by5,591 |
| Dec 1, 2021 | Clients | 1,507 | 1,868 | increased by361 |
| Dec 1, 2021 | AUM | $1,026,823,289 | $1,379,174,504 | increased by$352,351,215 |
| Dec 1, 2021 | Accounts | 1,507 | 1,868 | increased by361 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JDL ADVISERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JDL ADVISERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.