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SOUTHEAST FINANCIAL ADVISORS
Legal name: SMITH, BRIAN DAVID
CRD 121757File 801-136439
APPROVED
Retail clients
Filing as of Jun 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$133.0M
Bottom 25% of cohort (national)
Discretionary AUM
$131.9M
Non-discretionary $1.0M
Clients
304
656 accounts
Employees
2
Bottom 25% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Sole Proprietorship
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 5, 2026
- Principal office
- C/O 107 MANLY STREET, GREENVILLE, SC, 29601
- Phone
- 864-284-6511
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $133.0M
- Discretionary AUM
- $131.9M
- Non-discretionary AUM
- $1.0M
- Discretionary accounts
- 643
- Non-discretionary accounts
- 13
- Total accounts
- 656
- AUM per client
- $437K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 1 | $699K |
| Individuals (other than high net worth individuals) | 303 | $132.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.