RODGERS & ASSOCIATES

Legal name: RODGERS & ASSOCIATES, LLC

CRD 121700File 801-62118

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$1.63B

Top 25% of cohort (national)

Discretionary AUM

$1.63B

Clients

997

3,544 accounts

Employees

Above cohort median in PA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Jul 3, 2003
Principal office: 2025 LITITZ PIKE, LANCASTER, PA, 17601
Phone: 717-560-3800
Website: HTTP://WWW.RODGERS-ASSOCIATES.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.63B
Discretionary AUM: $1.63B
Non-discretionary AUM: $0
Discretionary accounts: 3,544
Non-discretionary accounts: 0
Total accounts: 3,544
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	3	$9.4M
High net worth individuals	549	$1.36B
Individuals (other than high net worth individuals)	445	$265.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	19	21	increased by2
Apr 1, 2026	Clients	982	997	increased by15
Apr 1, 2026	AUM	$1,488,109,570	$1,630,281,071	increased by$142,171,501
Apr 1, 2026	Accounts	3,378	3,544	increased by166
May 1, 2025 vs Oct 1, 2022	Employees	18	19	increased by1
May 1, 2025 vs Oct 1, 2022	Disclosures	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	957	982	increased by25
May 1, 2025 vs Oct 1, 2022	AUM	$1,382,262,598	$1,488,109,570	increased by$105,846,972
May 1, 2025 vs Oct 1, 2022	Accounts	3,261	3,378	increased by117
Apr 1, 2022	Employees	16	18	increased by2
Apr 1, 2022	Clients	941	957	increased by16
Apr 1, 2022	AUM	$1,172,414,107	$1,382,262,598	increased by$209,848,491
Apr 1, 2022	Accounts	3,149	3,261	increased by112
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “RODGERS ASSOCIATES” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RODGERS ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.