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QUANTUM FINANCIAL SERVICES INC.
CRD 121631File 801-67729
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$730.9M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $730.9M
Clients
78
516 accounts
Employees
2
Above cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 16, 2007
- Principal office
- 7400 SHADELAND AVE, SUITE 220, INDIANAPOLIS, IN, 46250
- Phone
- 317-845-1786
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $730.9M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $730.9M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 516
- Total accounts
- 516
- AUM per client
- $9.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 78 | $730.9M |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 96 | 78 | decreased by18 |
| Apr 1, 2026 | AUM | $590,797,612 | $730,899,118 | increased by$140,101,506 |
| Apr 1, 2026 | Accounts | 96 | 516 | increased by420 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 104 | 96 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $321,400,309 | $590,797,612 | increased by$269,397,303 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 104 | 96 | decreased by8 |
| Apr 1, 2022 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2022 | Clients | 92 | 104 | increased by12 |
| Apr 1, 2022 | AUM | $252,087,018 | $321,400,309 | increased by$69,313,291 |
| Apr 1, 2022 | Accounts | 415 | 104 | decreased by311 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “QUANTUM FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“QUANTUM FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.