LIGHTHOUSE FINANCIAL ADVISORS, INC.

CRD 121496File 801-78290

APPROVED

Retail clients

Filing as of Mar 9, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$1.11B

Above cohort median (national)

Discretionary AUM

$304.8M

Non-discretionary $809.1M

Clients

429

2,475 accounts

Employees

Top 25% of cohort in NJ

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Jul 5, 2013
Principal office: 3 HARDING ROAD, SUITE B, RED BANK, NJ, 07701
Phone: (732) 747-6680
Website: HTTP://WWW.LFADVISORS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.11B
Discretionary AUM: $304.8M
Non-discretionary AUM: $809.1M
Discretionary accounts: 674
Non-discretionary accounts: 1,801
Total accounts: 2,475
AUM per client: $2.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$74.2M
High net worth individuals	208	$858.1M
Individuals (other than high net worth individuals)	221	$181.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Custody	Yes	No
Apr 1, 2026	Clients	395	429	increased by34
Apr 1, 2026	AUM	$869,173,414	$1,113,936,231	increased by$244,762,817
Apr 1, 2026	Accounts	2,016	2,475	increased by459
May 1, 2025 vs Oct 1, 2022	Employees	8	9	increased by1
May 1, 2025 vs Oct 1, 2022	Custody	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	320	395	increased by75
May 1, 2025 vs Oct 1, 2022	AUM	$614,654,495	$869,173,414	increased by$254,518,919
May 1, 2025 vs Oct 1, 2022	Accounts	1,793	2,016	increased by223
Apr 1, 2022	Clients	312	320	increased by8
Apr 1, 2022	AUM	$509,788,799	$614,654,495	increased by$104,865,696
Apr 1, 2022	Accounts	1,784	1,793	increased by9
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “LIGHTHOUSE FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LIGHTHOUSE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.