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LIGHTHOUSE FINANCIAL ADVISORS, INC.
CRD 121496File 801-78290
APPROVED
Retail clients
Filing as of Mar 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.11B
Above cohort median (national)
Discretionary AUM
$304.8M
Non-discretionary $809.1M
Clients
429
2,475 accounts
Employees
9
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 5, 2013
- Principal office
- 3 HARDING ROAD, SUITE B, RED BANK, NJ, 07701
- Phone
- (732) 747-6680
- Website
- HTTP://WWW.LFADVISORS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.11B
- Discretionary AUM
- $304.8M
- Non-discretionary AUM
- $809.1M
- Discretionary accounts
- 674
- Non-discretionary accounts
- 1,801
- Total accounts
- 2,475
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $74.2M |
| High net worth individuals | 208 | $858.1M |
| Individuals (other than high net worth individuals) | 221 | $181.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.